Disclosure of Interests in Securities Our Board of Directors comprises professionals from diverse backgrounds, with an appropriate range of skills, experience and independence being represented. Disclosure of Interests (notices filed through DION System since 3 July 2017) Note.

They do not You should, therefore, carefully consider whether such trading is suitable for you in light of your 1. Part XV of the Securities and Futures Ordinance - Disclosure of Interests. Disclosure of Interest. Search facilities. Status: Current version ... Division 2 — Disclosure of Interest in Business Trust and Interest in Trustee-Manager of Business Trust ... Division 3 — Hawking of Securities, Securities-based Derivatives Contracts and Units in Collective Investment Scheme Disclosure of Interests (notices filed through means other than DION System from 1 April 2003 to 2 October 2017) Note. Find requirements and forms for notifying interests or changes in interests under Part VII of the Securities and Futures Act. 1. Part III of the Securities and Futures (Disclosure of Interests) Regulations 2012 (G.N. Securities and Futures Act. The overriding objective of Part XV of the Securities and Futures Ordinance is to enable those investing in listed corporations to obtain relevant information on a timely basis so they can make informed investment decisions. The risk of loss in trading commodity futures contracts can be substantial. These Regulations may be cited as the Securities and Futures (Disclosure of Interests) Regulations 2012 and shall come into operation on 19th November 2012. Guidelines for the Exemption of Listed Corporations and Other Persons from Part XV of the Securities and Futures Ordinance (Disclosure of Interests) Date 1 Mar 2003 - 4 Sep 2014 the contact details form) ... deemed to have an interest in the securities held by his family member, if the family 2. Securities and Futures (Disclosure of Interests) (Amendment) Regulations 2018 In exercise of the powers conferred by sections 132 and 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: FIA Combined Disclosure Statement . The overriding objective of Part XV of the Securities and Futures Ordinance is to enable those investing in listed corporations to obtain relevant information on a timely basis so they can make informed investment decisions.

S 504/2012) is amended by deleting the Part heading and substituting the following Part heading: “ EXTENSION OF DIVISION 1 OF PART VII OF ACT TO PERSONS WITH INTERESTS IN LISTED SECURITIES HELD THROUGH PARTNERSHIPS ”. The regime thus formulated under Part XV also enables investors to identify: 1. There is not considered to be a change in the nature of an interest under Section 313(13) and Section 5 of the Securities and Futures (Disclosure of Interests – Exclusions) Regulation: where a purchaser takes delivery of shares, if he has previously disclosed his equitable interest arising on contracting to buy the shares; 2. Offers of Securities or Securities-Based Derivatives Contracts. Securities and Futures Ordinance Part XV - Disclosure of Interests Account opening Regulatory requirements Acceptable account opening approaches List of eligible jurisdictions for remote onboarding of overseas individual clients Anti-money laundering and counter-financing of terrorism Legal and regulatory requirements Circulars Part XV of the Securities and Futures Ordinance - Disclosure of Interests. Filing of Notices. 289) PART VII (DISCLOSURE OF INTERESTS) FREQUENTLY ASKED QUESTIONS (FAQs) ON DISCLOSURE OF INTERESTS Issued on 15 October 2014 Disclaimer: These FAQs are meant to provide guidance to reporting persons on their disclosure obligations under Part VII (Disclosure of Interests) of the SFA. 3.